Commonwealth versus
Joseph Jenkins Knapp.
[NO NUMBER IN ORIGINAL]
SUPREME COURT OF MASSACHUSETTS, ESSEX
27 Mass. 477; 1830 Mass. LEXIS 157; 10 Pick. 477
November, 1830, Decided
PRIOR HISTORY: [**1] The prisoner was indicted
as an accessory before the fact, in the murder of Joseph White. *
* Shaw C. J. did not sit in the trial of this cause.
The indictment contained six counts. The first and second charged John Francis
Knapp alone as principal in the first degree, and Joseph Jenkins Knapp and
George Crowninshield as accessories. The third and fourth counts charged
Richard Crowninshield as principal in the first degree, John Francis Knapp as
principal in the second degree, and Joseph Jenkins Knapp and George
Crowninshield as accessories to both of the principals. The death of Richard
Crowninshield by suicide, so that he could not be held to answer for the
murder, was stated in these two counts. The fifth and sixth counts charged a
person, to the jurors unknown, as principal in the first degree, John Francis
Knapp as principal in the second degree, and Joseph Jenkins Knapp and George
Crowninshield as accessories to both of these principals.
J. Francis Knapp was tried and convicted in August last; and now upon the
arraignment of Joseph J. Knapp, his counsel (F. Dexter and W. H. Gardiner)
suggested that he was bound to plead to the first and second counts
[**2] only, as neither Richard Crowninshield nor "the person
unknown" had been convicted. Stoops v. Commonwealth, 7 Serg. & Rawle
491.
But the Court ruled, that so far as he was charged in the various forms in the
indictment, as accessory to the murder committed by J. Francis Knapp, he was
bound to answer.
In empannelling the jury, one Abbot, of Andover, returned as a talesman, was
asked if his name was in the jury-box; he answered that he did not know; that
he had a son whose name was in the box, and he believed it was not usual in
Andover to put in the names of two persons of the same family. The Court said
they were not satisfied that his name was in the jury-box, and that he could
not be sworn.
Another person returned as a talesman, being put on the voir dire, said that he
had not formed or expressed an opinion as to the guilt or innocence of the
prisoner, and that he felt no bias or prejudice in favor of or against him. He
also stated that his name used to be in the jury-box, and that he had no
knowledge of its having been withdrawn. He was thereupon sworn in chief.
Immediately after the jury were empannelled and a foreman appointed, and before
the indictment was read [**3] to them, Morton (Attorney-General)
stated that he had learned, since this talesman was sworn, that he had said
that J. Francis Knapp, the alleged principal in the murder, ought not to have
been convicted. The attorney-general therefore moved that a new talesman should
be substituted. He urged that the St. 1807, c. 140, § 9, authorizes the Court
to inquire whether a juror is sensible of any prejudice in the case, without any
limitation as to the time when such inquiry shall be made.
[some text omitted]
OPINION: [*480] Per Curiam. At common law
the court cannot [**4] interfere after the juror has been sworn, and
we think that our statute did not intend to make any alteration as to the time
of inquiring into the juror's impartiality. The objection to him must be made,
as well by the Commonwealth as by the prisoner, before the juror is sworn; or
at least before the jury are empannelled. *
- - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - - - - - - - - -
* In the case of Alfred Twombly, who was indicted for a rape and was
tried in Middlesex, on December 7th, 1830, before Shaw C. J., Wilde
J. and Morton J., the fifth juror sworn stated, after the twelfth had
been sworn, but before the jury were empannelled, that he had conscientious
scruples of convicting for any crime punishable with death except the crime of
murder. Numerous peremptory challenges had been made, both before and after
this juror was sworn. Lawrence and Heydock, of counsel for
the prisoner, objected that it was too late to set the juror aside, but the
Court overruled the objection, and the juror being put on the voir dire and
confirming his statement, was rejected. The prisoner's counsel suggested that
this impaired the prisoner's right of challenging; and the Court permitted him,
under the circumstances, to waive any of the challenges previously made by him.
- - - - - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - - - - - -
[**5]
The prisoner's counsel referred to St. 1807, c. 18, which
requires county-attorneys to act in behalf of the Commonwealth, "provided,
that the attorney-general, when present, and, in his absence, the
solicitor-general, if present, shall, in any court, have the direction and
control of prosecutions and suits in behalf of the Commonwealth." The
second section provides "that no attorney-general, solicitor-general or
county-attorney shall receive any fee or reward from or in behalf of any
prosecutor, for services in any prosecution, to which it shall be his official
duty to attend."
Dexter and Gardiner objected, that as both the
attorney-general and the solicitor-general were present, and neither of them
disabled to conduct the prosecution, Mr. Webster ought
[*481] not to be permitted to act in behalf of the Commonwealth.
They had understood that he was to receive a compensation for his services from
a private prosecutor, and they questioned the right of a private individual to
retain counsel to aid the law officers of the government in effecting a
conviction for a crime punishable with death.
Morton (Attorney-General) remarked that it was not a novel practice
[**6] for the prosecuting officers to call in the aid of other
counsel.
Davis (Solicitor-General) said the counsel for the government would be
greatly embarrassed, if Mr. Webster were not permitted to act in the
case, as the preparation for the trial had been made under the expectation of
his assistance.
Webster stated that he appeared solely at the request of the
attorney-general, and without any pecuniary inducement.
The next day the opinion of the Court on this question was delivered by
Putnam J. The Court have considered the application of the attorney-general for
the admission of Mr. Webster to assist him in the management of this
cause.
The counsel in behalf of the prisoner object, and contend that the statute of
1807, c. 18, (revived by St. 1811, c. 10,)
respecting the offices and duties of the attorney-general, solicitor-general
and county-attorney, makes it their duty exclusively to conduct the
prosecutions on the part of the Commonwealth.
We have examined that statute and are of opinion that it was not intended to prohibit
the appointment of the counsellors of this Court in aid of the law officers,
whenever the circumstances of the case should [**7] require the
Court, in the exercise of a sound discretion, to make such appointments. It is
one of the incidental powers of the Court, and has heretofore been exercised in
cases within our own recollection.
In cases where civil rights are in controversy and the form of proceeding is by
indictment or information, the Court do not perceive any objection against
permitting the party in interest to employ counsel in aid of the law officers.
The same reasons would not apply to cases involving public considerations only.
In such cases the statute supposes that the prosecution will be conducted by
the law officers, for their salaries, and [*482] without any other
compensation whatever.
In the present case Mr. Webster avows that he is induced to aid the
attorney-general merely at his request, and without any other consideration; so
that this case presents the question, whether a counsellor may, at the request
of the attorney-general, be admitted to aid him in the prosecution, without any
pecuniary consideration being paid to him, or any other consideration which may
be supposed to influence him, excepting a disinterested regard for the public
good. And we all think that under these [**8] circumstances the
application should be granted.
It is to be recollected, that at the trial of John Francis Knapp, Mr. Webster
was, at the request of the law officers, appointed to aid them, and that there
was no objection then made by the prisoner or his counsel. And although that
appointment strictly was for the then pending trial, yet if the other trials
had followed immediately, the counsel for the government would have had reason
to suppose that they were to receive his assistance in those trials, unless
good objections should have been made. It is said by the law officers, that the
preparations for this trial have been made under a similar expectation on their
part, and no objection was made to this measure until the jury were
empannelled.
It is to be understood that the solicitor-general concurs in this application
on the part of the attorney-general, and that two gentlemen only are to address
the jury in the case, in behalf of the Commonwealth. ** It is further to be
understood, that the "direction and control of the prosecution is to be
with the attorney-general"; who acts under oath and upon his official
responsibility.
- - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - - - - - - - - -
** See St. 1785, c. 23, § 2.
- - - - - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - - - - - -
[**9]
We give no opinion upon any application of this nature under any other
circumstances than such as are found in the case now before us.
The counsel for the prisoner said they should contest the fact, that J. Francis
Knapp was a principal in the alleged murder.
[*483] The attorney-general contended that the record of his
conviction was prima facie evidence that he was a principal, but he
admitted that the prisoner might show that the offence committed did not amount
to a felony in the principal, or not that species of felony with which he was
charged, or that he was manifestly innocent. Hawk. P. C. bk. 2, c.
29, § 47, Leach's note (4); M'Daniel's case, Foster, 121, and 10 State
Trials, 417; Foster, 363, 365, 366; 1 Russell 55, 56; Smith's case, 1
Leach 323, case 136.
Dexter and Gardiner. So far as it is necessary to show the fact
of a conviction of the person charged as principal, the record is evidence and
conclusive evidence; but no further. As against the accessory, it is no proof
of the guilt of the principal. It is res inter alios acta, and does
not cast the burden of proof upon the accessory. If the principal and accessory
had been [**10] tried at the same time, the accessory might have
availed himself of all matters of fact and of law to show that the principal
was not guilty. This prisoner has a right to ask the jury to consider, on the
whole evidence, whether the former jury came to a right conclusion. In addition
to the authorities before cited, they referred to 1 Chit. Cr. L. 577, [Am.
edit. 470;] 1 Stark. Ev. 224; Archb. Crim. Pl. 398, 399; 1 Stark. Crim. Pl. (2d
edit.) 309.
The prisoner's counsel now offered evidence in regard to the place at which the
principal, as was contended by the government upon his trial, was stationed
during the perpetration of the murder, their object being to show that in that
situation it was impossible for him to aid and abet the person who was actually
striking the below.
Webster. It is a question for the discretion of the Court, how far
evidence respecting the principal is to be introduced. We admit it is difficult
to fix the limitation. We apprehend that the whole question of his guilt is not
open, as though there had been no trial. The conviction is prima facie
evidence that he was present, aiding and abetting, and it is necessary to prove
incontestably some new fact [**11] that is incompatible with his
guilt. If the conviction is to go for nothing and the former question is to be
retried, the consequence must be, that as the confessions of the principal are
not evidence against the accessory, in all cases where the guilt of the
principal cannot be [*484] proved without the aid of his
confessions, the accessory must be acquitted.
Putnam J. said the Court were aware of the difficulty of the question, and that
they were unable to apply any definite limitation to the admission of the
evidence. The verdict is to be taken as prima facie evidence of the
guilt of J. Francis Knapp. It may be rebutted by showing that there was no
murder, or that Francis was not in a situation where he could take a part as a
principal. We cannot stop the evidence offered, in limine. The
prisoner has the burden of proof. He must show the jury that Francis ought not
to have been convicted. He is not to make the propriety of the conviction
questionable merely; he must prove it to have been clearly wrong. n1
- - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - - - - - - - - -
n1 See State v. Crank, 2 Bailey 66; Roscoe's Crim. Ev. 172,
173.
- - - - - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - - - - - -
[**12]
Morton (Attorney-General) stated, that after the arrest of the two
Knapps and the two Crowninshields named in the indictment, he gave a written
authority to Rev. Henry Colman to receive a confession from any one of them
except Richard Crowninshield, pledging the faith of the government that the one
who should become State's evidence should be protected; that upon such promise
the prisoner at the bar made a free and full disclosure, and promised to
testify against his accomplices, but that in the trial of J. Francis Knapp he
refused to testify. The attorney-general now proposed to give the confession in
evidence, and on the point of its admissibility, he cited 4 Bl. Comm. 332, and
Christian's note; Rex v. Rudd, Cowp. 331; 2 Stark. Ev. 19,
21, 23, note.
The writing obtained from the attorney-general stated that the prisoner's
"being a witness will be a pledge of the government that he will never be
prosecuted for this offence."
Henry Colman sworn. On the morning of May 28th, the day next after I
heard of the prisoner's arrest, I went to the jail to visit him. I told him I
was distressed to see him there, and if I could render him any service that was
proper for me [**13] to render, he might command it. He asked me if
I thought they could prove it, (alluding to the charge against him.) I told him
I did not know any thing about it, other than what certain gentlemen in whom I
had great confidence had told me, that [*485] in their opinion the
evidence against him was conclusive. I told him I did not know what could be
done, but if any thing could be obtained for him, if he saw fit and felt that
he could rely on my honor to make any disclosures to me, he might be sure they
should never be divulged, I would die first, until I could obtain the security
of the government. At that time I thought a confession to a clergyman was
sacred. I charged him, if he was innocent, by no means to state any thing to
involve himself; he must be the judge of that. He asked me repeatedly if I
thought they could prove it. I told him I did not know any thing more than I
had said before. I went to the jail again at three o'clock the same day. A
similar conversation took place. He asked me what I thought of the evidence
against him. I told him I did not know, but I thought it would be difficult for
him to account for the two letters which I had heard had been traced to him.
[**14] He asked me (at the suggestion, as I understood, of the
prisoner in the cell above him,) if I thought they would bring Palmer up from
the State of Maine. I told him my belief that they would. I told him I would do
all in my power towards obtaining for him the privilege of being State's
evidence. I told him I could offer him no bribe; I would not persuade him; he
must act on his own responsibility. I went to the jail a third time the same
day, before which I had learned that a letter had been written requesting that
Palmer might be admitted to become State's evidence. I told the prisoner I had
seen the letter, and that if any thing was to be done for him, it must be done that
day. I stated to him, that I had inquired of counsel whether, if the confession
were not sufficient to convict another, it would save him, and I told him the
answer, that it would, if made in good faith. He then, without further preface,
made disclosures. After I left the jail, I did not see the prisoner again until
I had called upon the attorney-general. Having obtained a letter from the
attorney-general, I visited the prisoner on the 29th of May. The letter was
shown to him, promising the protection of government, [**15] and he
was informed that the promise was upon the sole condition that he should make
an explicit, exact and full disclosure of every circumstance connected with the
event referred to; and that in case of any refusal to answer touching any topic
known to him, or of any evasion, [*486] equivocation or designed
contradiction or withholding of testimony, he was not to receive the benefit of
the promise. The prisoner then made a confession without compulsion, bribe,
solicitation or any inducement whatsoever, other than the pledge of the
government as contained in the letter of the attorney-general. The confession
is in my handwriting, and is subscribed by the prisoner at the end of it and at
the bottom of every page. I did not tell the prisoner, before he made this
confession, that his first confession would not be used against him.
The attorney-general offered in evidence the written confession only, and not
the oral disclosures made by the prisoner before he had received the promise of
the government.
Gardiner objected that the confession could not be admitted in
evidence, because it was not made voluntarily, but upon a promise of favor. It
is contended, that if a confession [**16] is made by an accomplice,
upon a pledge of the favor of the government, and he afterwards refuses to
testify, the confession becomes admissible against himself. If the true reason
for rejecting a confession made upon a promise of favor is, that it is not
credible, a breach of contract in the party confessing cannot render it
credible. The contract with the prisoner was, that if he would testify against
his accomplices, he should not be prosecuted himself. He has refused to
testify, and we admit that he has thereby forfeited his title to favor, and is
right fully put upon his trial; and this must be the whole penalty for his
breach of contract. In Christian's note to 4 Bl. Comm. 331, it is said, that
upon a trial before Buller J., the accomplice, who was admitted a
witness, denied in his evidence all that he had before confessed, and that
"upon his previous confession and other circumstances," he was
convicted. It does not appear that such confession was not voluntary. Starkie
(on Evid. vol. 2, p. 23,) says, that "by a breach of the
condition the accomplice forfeits his claim to favor, and is liable to be tried
and convicted upon his confession." The authority cited by him
[**17] is the case of Rex v. Burley, where the
prisoner made a confession after a representation made to him by a constable
that his accomplices had been taken into custody, [*487] which was
not the fact. Such a confession would have been admissible in evidence, under
the general rule, for it was made without any threat or promise of favor.
Webster. The question before the Court has never before arisen in the
United States, and is to be determined upon English authorities and general
reasoning. According to the English authorities, this confession is admissible
in evidence.
Between a confession by a prisoner, inculpating himself only, and a confession
implicating others also, there is a wide difference in principle. Where he
charges himself alone, the confession is to be strictly watched, because it is
not to be supposed that he will implicate himself unless he is influenced by
the hope of favor or fear of punishment, and under such influence he may state
whatever he thinks may benefit him without regard to the truth. But in the case
of an accomplice disclosing his own guilt and charging others under an offer of
indemnity, the law presumes that he tells the truth with deliberation;
[**18] and he has a motive to tell the truth; his safety depends
upon it. It is said his confession is not credible. But he is to be believed
when he testifies the same things on the trial of his accomplices, and his oath
is not stronger against them, than his own interest is in regard to himself.
But there is a deeper principle than that. In our practice, the moment an
accomplice is permitted by the attorney-general to make a disclosure, he is
safe; he is beyond hope or fear; his security is as complete as if he had
received a pardon. The only thing which can bring him into jeopardy is a
departure from the truth.
These disclosures are not like a simple confession, because they are not
gratuitous. If they cannot be used against the prisoner, the government is
trifled with, and the course of justice is impeded. Several persons were
engaged in the same crime. The government selects one and offers him an
indemnity if he will confess and testify against the others. He is admitted a
witness, and the others are put upon trial. He refuses to testify, and they are
acquitted. He is then tried himself and acquitted, because his disclosures
cannot be used against himself. Such must be the course of [**19]
proceedings according to the principles urged in behalf of the prisoner at the
bar. In effect, the law officer would be deprived of the [*488]
privilege of offering an indemnity to an accomplice, in consideration of his
becoming a witness for the government.
The case of Rex v. Rudd, Cowp. 331, is decisive of the
question before the Court. Lord Mansfield says the present practice of
offering mercy to an accomplice, has been adopted in analogy to the law of
approvement. By that law it must appear, that the approver has discovered the
whole truth, and if he has not, he is hanged, and upon his own confession, that
is, the same confession which entitled him to become an approver. So the modern
cases cited by Christian and Starkie must have reference to the particular confession
which entitled the prisoner to become a witness; they would not have said, that
on his refusal to testify he might be convicted "on his own
confession," if they meant merely that he was liable to be tried and
convicted.
The general principle is, that confessions are evidence. This Court have
adopted the exception, so far as the English authorities go. Here is a
qualification to the exception, which [**20] brings it nearer to
the general principle. The Court will not favor the exception against the
general rule, especially where the exception itself is of doubtful character.
But if there were no accomplice, and this were a confession affecting the
prisoner alone, there is nothing in the circumstances testified to by the
witness, that would exclude it.
Dexter, in reply. In the case of J. Francis Knapp it was considered,
that credibility is the principle upon which a confession is admissible in
evidence, and that to be credible it must be made by the party, uninfluenced by
a menace or promise of favor. It is argued, that the confession in question is
to be believed, because the prisoner was safe when he made it. Whether he was
or was not safe, could make no difference in principle in any case. But if it
could, yet here it is not material, for the first confession was made under
such circumstances as to render it inadmissible, and the subsequent one must be
excluded, unless the government show that the impressions under which the first
was given had been entirely removed. Nothing has occurred to give the last a
different character from the first. It is the common case of an involuntary
[**21] [*489] confession repeated under the influence
which produces it originally. 6 Petersdorff's Abr. 82.
In Rudd's case, which has been relied on, the question was, whether
the prisoner, not having made a full disclosure, should be put upon trial, or
be discharged. The old law of approvement bears little, if any, analogy to the
modern practice in regard to accomplices.
The case of Rex v. Hall, 2 Leach 636, note, is directly in
point.
The stipulation on the part of the government is, if you testify fairly, you
shall not be put upon your trial; if you do not, you shall be. This is the
whole of the contract. The government do not say, if you refuse to testify, we
will use your involuntary confession against you. If an involuntary confession
is excluded, because it wants credibility, does it become credible in
consequence of the prisoner's being unwilling to swear to it? The very reason
for his refusal may be because it is not true.
Webster. Hall's case does not touch the present case, because there
was no promise or attempt to use Hall as King's evidence; and it is besides of
doubtful authority.
Putnam J. delivered the opinion of the Court. The law is clearly settled,
[**22] that the confessions of a party freely and voluntarily made,
are to be received against him as competent evidence. The difficulty in
administering this part of the law, is not so much in regard to the rule, as in
the application of the facts to the rule; in other words, in ascertaining from
the facts and circumstances, whether the confessions were free and voluntary,
or whether they were procured by the influence of another, under a hope of
favor or advantage if they were made, or fear of harm or disadvantage if they
were withheld.
The government propose to give in evidence against the prisoner, his confession
which was made in writing after he had received the assurance of the
attorney-general that he should not be prosecuted, if he should testify truly
upon the trial of his accomplices. And it is stated by the witness, that the
confession was deliberately made, and reduced to writing in the presence of the
prisoner, and subscribed on each leaf by the prisoner with his own hand. That
confession is competent evidence unless the prisoner can show that it was
obtained [*490] under an improper influence of fear or hope excited
in the mind of the prisoner at the time when he made [**23] it. n2
And it is contended in his behalf, that such influence was brought to bear upon
him, by the witness, in the various communications which he had with the
prisoner before he obtained the protection of the government.
- - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - - - - - - - - -
n2 See Roscoe's Crim. Ev. 28 et seq. and notes; 2 Phil. Ev. (Cowen
& Hill ed.) 235 to 243, notes.
- - - - - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - - - - - -
We must attend to those circumstances, in order to determine the validity of
the prisoner's objection.
And here we must distinguish between the verbal communications which were made
by the prisoner to the witness, before he made the application to the
attorney-general, and the written declarations and confessions which were made
after the protection was obtained. The government do not offer those verbal
confessions, but would confine the evidence of confession to the facts which
were reduced to writing.
But it has been urged by the counsel for the prisoner, that although the written
confession was voluntary, and not induced by persuasion or any external
influence, yet if the first confession [**24] was not voluntary,
the subsequent confession is also inadmissible.
The principle undoubtedly is, that if a confession is procured by threats, or
promises of favor, all subsequent confessions of the same fact are to be
excluded; and the reason given is, that the subsequent confessions may be
presumed to be induced from the same motive of fear or hope; and therefore, if
it is shown that such motive has been removed before the subsequent confessions
are made, this will rebut the presumption and render the subsequent confessions
admissible.
When Mr. Colman went into the cell of the prisoner, he said to him, that
"he was sorry to see him in that situation, and if he could render him any
services in his power, proper to be rendered, the prisoner might command
them." The prisoner then inquired of the witness, "if he thought they
could prove it." He answered, that "he did not know any thing about
it, other than what certain gentlemen in whom he had great confidence, had told
him, which was, that in their opinion the evidence would be conclusive."
The remark mostly [*491] relied upon by the counsel for the
prisoner, as influencing the verbal confession, was the following. The witness
[**25] said that "he did not know what was to be done, but if
any thing could be obtained for him, and he thought fit to rely on the
witness's honor, to make disclosures to him, they should never be divulged, the
witness would die first, until he had obtained the security of the
government."
Now if the inquiry were confined to the verbal declarations which followed this
proposal of the witness, the Court are all clearly of opinion that they were
made under the hope of obtaining the privilege of being made a witness for the
State, under the influence which the witness excited in the mind of the
prisoner. If the matter had stopped there, the disclosures made upon that
solicitation, and under that hope of favor so excited, would seem clearly to be
incompetent. But the matter did not stop there; for in consequence of the
verbal communications which the prisoner made to the witness, the witness did
apply to the attorney-general, and did procure from him the desired protection
of the government.
The prisoner had then obtained all that he hoped for, viz. the consent of the
government to be a State's witness. He might take the benefit upon the terms
offered or he might refuse to do so. And he was [**26] left to the
free exercise of his own judgment.
Now in the present case it is clear, that the motive supposed to have induced
the first confession, was completely removed, and must have ceased to operate
before the written confession was made. The prisoner had in his possession the
letter of the attorney-general, promising the protection of the government, on
condition of his making a full disclosure, and testifying in the case fully and
truly. The benefit was offered "upon the sole condition that he should make
an explicit, exact and full disclosure of every circumstance connected with the
event referred to;" and he was informed, "that in case of any refusal
to answer touching any topic known to him, or of any evasion, equivocation or
designed contradiction or withholding of testimony, he was not to receive the
benefit." To that he assented.
The witness further stated, that he did not refer to the verbal
[*492] disclosures which had been made, but to the statements and
testimony which the prisoner was thereafter to give upon the trials of his
accomplices. He was to make a full confession of all the facts in the case, and
to answer any questions which should be put to him by [**27] proper
authority. This was fully explained to the prisoner, before he made the confessions
which are now proposed to be given in evidence. A night had intervened after
the witness left the prisoner to make the application to the attorney-general,
affording the prisoner time for reflection; and he deliberately proceeded to
make his confession in writing, under these explanations and circumstances. The
witness did not persuade him upon the subject. If the verbal disclosures were
made under the influence of hope excited by the witness, the written
confessions were made after that hope had been realized. He was safe if he
would be true and faithful in the performance of his engagement. He had
solicited and obtained the protection of the government, and was at liberty to
accept it upon those terms, or to stand upon his defence.
We cannot perceive how the prisoner, thus situated, could have any motive
falsely to accuse himself, although he might have a motive to continue his
false accusation against his accomplices. And besides, if any such motive could
be supposed to operate, it was a new motive, and not arising from external
influence. And it is no objection to the admission of a confession,
[**28] that it was made from interested motives and with the hope
of favor, if the motive is not excited by external influence.
If the accomplices had been upon trial, it is clear that the testimony of the
prisoner would have been competent against them. It would be liable to great
observation, and its credibility would be the fair and just subject of
argument. But still it would be competent. And yet the motives which could
operate upon his mind would be strong, to magnify the evidence against his
accomplices, but he would have no motive to criminate or accuse himself beyond
the truth.
The confessions which are now offered in evidence, were made deliberately, in
part-execution of the prisoner's agreement. [*493] But upon being
called to testify upon the trial of John Francis Knapp, he refused to do so.
By his refusal to testify it is admitted that he has forfeited all claim to the
extraordinary favor of the government. But in what did that favor consist? It
was in not using his confession against himself, if he would conduct himself
faithfully as a state's witness. By his refusal the government are absolved;
and it is now contended that the prisoner is absolved also, and that his
[**29] confession cannot be used against him, notwithstanding his
refusal.
Persons who are properly admitted here as state's witnesses, are substantially
in the same situation as persons in England who are properly admitted to become
witnesses for the crown, against their accomplices. The protection of the
government is extended upon the same terms, although the forms of proceeding
are somewhat different. There, if the witness for the crown conducts himself
fairly and makes and testifies to a full disclosure, he is recommended to
mercy, and a pardon is always granted. Here the attorney-general, of his own
authority and upon his official responsibility, gives the pledge of the
government that the state's witness shall not be prosecuted, if he makes and
testifies to a full disclosure of all matters in his knowledge against his
accomplices. In England, as well as in Massachusetts, those who are admitted as
witnesses for the government, may rest assured of their lives if they perform
their engagements. So that it becomes a material inquiry how those persons in
England, who have been admitted as witnesses for the crown, are dealt with, if
they fail to redeem the pledge which they made to the [**30]
government upon receiving the benefit of becoming king's witnesses.
And we believe the law to be clearly settled there, that if they refuse to
testify, or testify falsely, they are to be tried themselves, and may be
convicted upon their own confession which was made after they were so permitted
to become witnesses for the crown.
This rule of the law is recognized in the books. In 2 Stark. Ev. 23, and 50, it
is stated, that where a prisoner had been admitted king's evidence, and
confessed, and upon the trial of his accomplices refused to give evidence, he
was convicted upon his own confession, although it had been previously falsely
[*494] represented to him by a constable that his accomplices were
in custody. And that conviction was approved by all the judges in England. Rex
v. Burley, coram Baron Garrow, at Lent assizes, 1818. So in 4
Bl. Comm. 333, in a note by Mr. Christian, published more than twenty years
ago, it is said, that upon a trial some years ago at York, before Mr. Justice Buller,
the accomplice who was admitted a witness, denied in his evidence all that he
had before confessed; upon which the prisoner was acquitted. But the judge
ordered an indictment [**31] to be preferred against the accomplice
for the same crime; and upon his previous confession and other circumstances
he was convicted and executed." And it is added, "if the jury were
satisfied with his guilt, there can be no question in regard to the law or the
justice of the case." This note is continued in the late edition of
Blackstone's Commentaries by Chitty and Archbold.
The permission to become a witness for the crown was introduced as a substitute
for the old law relating to approvement; and is a great melioration of the law
in favor of those who are admitted to be king's witnesses. See Rex v. Rudd,
Cowp. 335, and the cases there cited by Lord Mansfield. According to
the law of approvement, if the jury do not give credit to the approver, and his
accomplices are acquitted, the approver himself is executed; but where the
king's witness makes a fair and full discovery to the satisfaction of the
judge, he is to be recommended to mercy, notwithstanding the jury would not
convict the accomplices upon his evidence.
The law touching approvement has not been adopted in Massachusetts, but instead
of that the law and the usage have been, to admit persons as witnesses
[**32] for the State; and they are to be treated here in regard to
their confessions, as witnesses for the crown are in the mother county. The
prisoner who does not conduct himself truly, is not at liberty to take back the
confession which he deliberately made. It is clear that the king's witnesses
could not do so in England, and we do not perceive any legal reason why the
state's witnesses should be permitted to do so here. A confession made under such
circumstances as are found in this case, must be considered as freely and
voluntarily made.
[*495] The case of Hall has been cited by the counsel for
the prisoner, to show that confessions made under the hope of being admitted
king's evidence, are not to be received.
That case is cited in a note to Lambe's case, (case 236) 2 Leach 636.
It is stated in the note, that one Tart was offered to prove that the prisoner
Hall desired him to apply to the justice to be admitted as a witness for the
crown, for that he had not entered the house but had only stood at the door
while the other two prisoners went up stairs to commit the felony. And that Mr.
Sergeant Adair, who sat on the crown side for Mr. Justice Wilson,
on objection [**33] being made, rejected the evidence as not a
voluntary confession, but made under the hope of being admitted to become a
witness for the crown.
This case is mentioned in 2 Stark. Ev. 49, but not with approbation. It is
against the current of the authorities; going to the extent of rejecting
confessions made without any external influence, merely because the party hoped
to obtain some benefit thereby. Such a rule would exclude all confessions; for
although they may arise from the party's own reflection, they are always made under
a hope of some benefit. But in that case the external influence is entirely
wanting. It appears also, in the principal case above cited, (Lambe's case,)
that Hall was convicted upon his examination before the magistrate, which was
not taken in writing, but proved by two witnesses viva voce, which
amounted to a full confession of his guilt. But we do not perceive any good
reason for the rejection of Tart's evidence, as to the confession which Hall
made to him of his own accord, as is above stated.
Upon the whole, after great consideration, we are all of opinion that the
confession of the prisoner reduced to writing and signed by him, and made under
the [**34] circumstances which are proved in this case, is
competent evidence for the consideration of the jury. n3
- - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - - - - - - - - -
n3 See State v. Phelps, Kirby, 282; People v. Whipple,
9 Cowen 707; State v. Thompson, Kirby, 345.
- - - - - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - - - - - -
It was argued to the jury by the counsel for the prisoner, that they were
judges of the law, as well as of the evidence, in capital cases, and that they
ought to reject the confession of the prisoner as incompetent testimony,
notwithstanding the Court had admitted it. Upon that point the Court instructed
the jury as follows.
Putnam J. The proposition that the jury are judges of the [*496]
law as well as of the fact, is not true in its broadest sense. It requires some
qualification.
As the jury have the right, and if required by the prisoner, are bound to
return a general verdict of guilty or not guilty, they must
necessarily, in the discharge of this duty, decide such questions of law as
well as of fact, as are involved in this general question; and there is no mode
in which [**35] their opinions upon questions of law can be
reviewed by this Court or by any other tribunal. But this does not diminish the
obligation resting upon the Court to explain the law, or their responsibility
for the correctness of the principles of law by them laid down.
The instructions of the Court in matters of law, may safely guide the
consciences of the jury, unless they know them to be wrong. And when
the jury undertake to decide the law (as they undoubtedly have the power to do)
in opposition to the advice of the Court, they assume a high responsibility,
and should be very careful to see clearly that they are right.
Although the jury have the power, and it is their duty to decide all points of
law which are involved in the general question of the guilt or innocence of the
prisoner, yet when questions of law arise in the arraignment of the prisoner,
or in the progress of the trial, in relation to the admissibility of evidence,
they must be decided by the Court, and may not afterwards be reviewed by the
jury. n4
- - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - - - - - - - - -
n4 United States v. Battiste, 2 Sumner 240. But see contra,
United States v. Wilson & Porter, and United States
v. Porter, 1 Baldwin 99.
- - - - - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - - - - - -
[**36]
Mr. Justice Buller, when delivering the opinion of the twelve
judges of England in the case of the King v. Atwood &
Robbins, states the law upon this point. "If a question be made
respecting the competency [of a witness,] the decision of that
question is the exclusive province of the judge, but if the ground of
the objection go to his credit only, his testimony must be received
and left with the jury, under such directions and observations from the court
as the circumstances of the case may require, to say whether they think it
sufficiently credible to guide their decision in the case." 2 Leach 522,
case 201.
If the court reject the testimony, the jury have no means of receiving it
against the opinion of the court. So if the evidence is admitted by the court,
the jury must take it. They cannot reject it as incompetent. They are confined
to its credibility and effect.
[*497] In weighing the evidence, the jury will examine and consider
the manner in which it was obtained, and was given, as well as all the
circumstances applicable to it; and if, in view of all the facts and circumstances
proved, it is, in their opinion, unworthy of credit, they will
[**37] disregard it in their decision of the case, as being incredible,
although they cannot reject it as incompetent.
The judge then called the attention of the jury to the circumstances which had
been proved, relating to the confession of the prisoner, which the Court had
admitted as competent testimony, and left the weight and credit of it for their
decision.