GITLOW v. PEOPLE OF NEW
YORK
No. 19
SUPREME COURT OF THE UNITED STATES
268 U.S. 652; 45 S. Ct. 625; 1925 U.S. LEXIS 598; 69 L. Ed. 1138
April 12, 1923, Argued
June 8, 1925, Decided
SUBSEQUENT HISTORY: [***1]
Reargued November 23, 1923.
PRIOR HISTORY: ERROR TO THE SUPREME COURT OF THE STATE OF NEW
YORK.
ERROR to a judgment of the Supreme Court of New York, affirmed by the Appellate
Division thereof and by the Court of Appeals, sentencing the plaintiff in error
for the crime of criminal anarchy, (New York Laws, 1909, c. 88), of which he
had been convicted by a jury.
DISPOSITION: 195 App. Div. 773; 234 N. Y. 132, 539, affirmed.
OPINION: [*654] [**625] MR. JUSTICE
SANFORD delivered the opinion of the Court.
Benjamin Gitlow was indicted in the Supreme Court of New York, with three
others, for the statutory crime of criminal anarchy. New York Penal Laws, §§
160, 161. n1 He was separately [***5] tried, convicted, and
sentenced to imprisonment. The judgment was affirmed by the Appellate Division
and by the Court of Appeals. 195 App. Div. 773; 234 N. Y. 132 and 539. The case
is here on writ of error to the Supreme Court, to which the record was
remitted. 260 U.S. 703.
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n1 Laws of 1909, ch. 88; Consol. Laws, 1909, ch. 40. This statute was
originally enacted in 1902. Laws of 1902, ch. 371.
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[**626] The contention here is that the statute, by its terms and
as applied in this case, is repugnant to the due process clause of the
Fourteenth Amendment. Its material provisions are:
"§ 160. Criminal anarchy defined. Criminal anarchy is the
doctrine that organized government should be overthrown by force or violence,
or by assassination of the executive head or of any of the executive officials
of government, or by any unlawful means. The advocacy of such doctrine either
by word of mouth or writing is a felony.
"§ 161. Advocacy of criminal anarchy. [***6] Any
person who:
"1. By word of mouth or writing advocates, advises or teaches the duty,
necessity or propriety of overthrowing or overturning organized government by
force or violence, or by assassination of the executive head or of any of the
executive officials of government, or by any unlawful means; or,
"2. Prints, publishes, edits, issues or knowingly circulates, sells,
distributes or publicly displays any book, paper, document, or written or
printed matter in any [*655] form, containing or advocating,
advising or teaching the doctrine that organized government should be
overthrown by force, violence or any unlawful means . . . ,
"Is guilty of a felony and punishable" by imprisonment or fine, or
both.
The indictment was in two counts. The first charged that the defendant had
advocated, advised and taught the duty, necessity and propriety of overthrowing
and overturning organized government by force, violence and unlawful means, by
certain writings therein set forth entitled "The Left Wing
Manifesto"; the second that he had printed, published and knowingly circulated
and distributed a certain paper called "The Revolutionary Age,"
containing the writings [***7] set forth in the first count
advocating, advising and teaching the doctrine that organized government should
be overthrown by force, violence and unlawful means.
The following facts were established on the trial by undisputed evidence and
admissions: The defendant is a member of the Left Wing Section of the Socialist
Party, a dissenting branch or faction of that party formed in opposition to its
dominant policy of "moderate Socialism." Membership in both is open
to aliens as well as citizens. The Left Wing Section was organized nationally
at a conference in New York City in June, 1919, attended by ninety delegates
from twenty different States. The conference elected a National Council, of
which the defendant was a member, and left to it the adoption of a
"Manifesto." This was published in The Revolutionary Age, the
official organ of the Left Wing. The defendant was on the board of managers of
the paper and was its business manager. He arranged for the printing of the
paper and took to the printer the manuscript of the first issue which contained
the Left Wing Manifesto, and also a Communist Program and a Program of the Left
Wing that had been adopted by the conference. Sixteen [***8]
thousand [*656] copies were printed, which were delivered at the
premises in New York City used as the office of the Revolutionary Age and the
headquarters of the Left Wing, and occupied by the defendant and other
officials. These copies were paid for by the defendant, as business manager of
the paper. Employees at this office wrapped and mailed out copies of the paper
under the defendant's direction; and copies were sold from this office. It was
admitted that the defendant signed a card subscribing to the Manifesto and
Program of the Left Wing, which all applicants were required to sign before
being admitted to membership; that he went to different parts of the State to
speak to branches of the Socialist Party about the principles of the Left Wing
and advocated their adoption; and that he was responsible for the Manifesto as
it appeared, that "he knew of the publication, in a general way and he
knew of its publication afterwards, and is responsible for its circulation."
There was no evidence of any effect resulting from the publication and
circulation of the Manifesto.
No witnesses were offered in behalf of the defendant.
Extracts from the Manifesto are set forth in the [***9] margin. n2
Coupled with a review of [**627] the rise of Socialism, it
[*657] condemned the dominant "moderate Socialism" for
its recognition of the necessity of the democratic parliamentary state;
repudiated its policy of introducing Socialism by legislative measures; and
advocated, in plain and unequivocal language, the necessity of accomplishing
the "Communist Revolution" by a militant and "revolutionary
Socialism", based on "the class struggle" and mobilizing
[*658] the "power of the proletariat in action," through
mass industrial revolts developing into mass political strikes and
"revolutionary mass action", for the purpose of conquering and
destroying the parliamentary state and establishing in its place, through a
"revolutionary dictatorship of the proletariat", the system of
Communist Socialism. The then recent strikes [**628] in Seattle and
Winnipeg n3 were cited as instances of a development already verging on
revolutionary action and suggestive of proletarian [*659]
dictatorship, in which the strike-workers were "trying to usurp the
functions of municipal government"; and revolutionary Socialism, it was
urged, must use these [***10] mass industrial revolts to broaden
the strike, make it general and militant, and develop it into mass political
strikes and revolutionary mass action for the annihilation of the parliamentary
state.
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n2 Italics are given as in the original, but the paragraphing is omitted.
"The Left Wing Manifesto"
"Issued on Authority of the Conference by the National Council of the
Left Wing.
"The world is in crisis. Capitalism, the prevailing system of society, is
in process of disintegration and collapse. . . . Humanity can be saved from its
last excesses only by the Communist Revolution. There can now be only the
Socialism which is one in temper and purpose with the proletarian revolutionary
struggle. . . . The class struggle is the heart of Socialism. Without strict
conformity to the class struggle, in its revolutionary implications, Socialism
becomes either sheer Utopianism, or a method of reaction. . . . The dominant
Socialism united with the capitalist governments to prevent a revolution. The
Russian Revolution was the first act of the proletariat against the war and
Imperialism. . . . [The] proletariat, urging on the poorer peasantry, conquered
power. It accomplished a proletarian revolution by means of the Bolshevik
policy of 'all power to the Soviets,' -- organizing the new transitional state
of proletarian dictatorship. . . . Moderate Socialism affirms that the
bourgeois, democratic parliamentary state is the necessary basis for the
introduction of Socialism. . . . Revolutionary Socialism, on the contrary,
insists that the democratic parliamentary state can never be the basis for the
introduction of Socialism; that it is necessary to destroy the parliamentary
state, and construct a new state of the organized producers, which will deprive
the bourgeoisie of political power, and function as a revolutionary
dictatorship of the proletariat. . . . Revolutionary Socialism alone is capable
of mobilizing the proletariat for Socialism, for the conquest of the power of
the state, by means of revolutionary mass action and proletarian dictatorship.
. . . Imperialism is dominant in the United States, which is now a world power.
. . . The war has aggrandized American Capitalism, instead of weakening it as
in Europe. . . . These conditions modify our immediate task, but do not alter
its general character; this is not the moment of revolution, but it is the
moment of revolutionary struggle. . . . Strikes are developing which verge on
revolutionary action, and in which the suggestion of proletarian dictatorship
is apparent, the striker-workers trying to usurp functions of municipal
government, as in Seattle and Winnipeg. The mass struggle of the proletariat is
coming into being. . . . These strikes will constitute the determining feature
of proletarian action in the days to come. Revolutionary Socialism must use
these mass industrial revolts to broaden the strike, to make it general and
militant; use the strike for political objectives, and, finally, develop the
mass political strike against Capitalism and the state. Revolutionary Socialism
must base itself on the mass struggles of the proletariat, engage directly in
these struggles while emphasizing the revolutionary purposes of Socialism and
the proletarian movement. The mass strikes of the American proletariat provide
the material basis out of which to develop the concepts and action of revolutionary
Socialism. . . . Our task . . . is to articulate and organize the mass of the
unorganized industrial proletariat, which constitutes the basis for a militant
Socialism. The struggle for the revolutionary industrial unionism of the
proletariat becomes an indispensable phase of revolutionary Socialism, on the
basis of which to broaden and deepen the action of the militant proletariat,
developing reserves for the ultimate conquest of power. . . . Revolutionary
Socialism adheres to the class struggle because through the class struggle
alone -- the mass struggle -- can the industrial proletariat secure immediate
concessions and finally conquer power by organizing the industrial government
of the working class. The class struggle is a political struggle . . . in the
sense that its objective is political -- the overthrow of the political
organization upon which capitalistic exploitation depends, and the introduction
of a new social system. The direct objective is the conquest by the proletariat
of the power of the state. Revolutionary Socialism does not propose to
'capture' the bourgeois parliamentary state, but to conquer and destroy it.
Revolutionary Socialism, accordingly, repudiates the policy of introducing
Socialism by means of legislative measures on the basis of the bourgeois state.
. . . It proposes to conquer by means of political action . . . in the
revolutionary Marxian sense, which does not simply mean parliamentarism, but
the class action of the proletariat in any form having as its
objective the conquest of the power of the state. . . . Parliamentary action
which emphasizes the implacable character of the class struggle is an
indispensable means of agitation. . . . But parliamentarism cannot conquer the
power of the state for the proletariat. . . . It is accomplished, not by the
legislative representatives of the proletariat, but by the mass power of
the proletariat in action. The supreme power of the proletariat inheres in
the political mass strike, in using the industrial mass power of the
proletariat for political objectives. Revolutionary Socialism, accordingly,
recognizes that the supreme form of proletarian political action is the
political mass strike. . . . The power of the proletariat lies
fundamentally in its control of the industrial process. The mobilization of
this control in action against the bourgeois state and Capitalism means the end
of Capitalism, the initial form of the revolutionary mass action that will
conquer the power of the state. . . . The revolution starts with strikes of protest,
developing into mass political strikes and then into revolutionary mass action
for the conquest of the power of the state. Mass action becomes political in
purpose while extra-parliamentary in form; it is equally a process of
revolution and the revolution itself in operation. The final objective of mass
action is the conquest of the power of the state, the annihilation of the
bourgeois parliamentary state and the introduction of the transition
proletarian state, functioning as a revolutionary dictatorship of the
proletariat. . . . The bourgeois parliamentary state is the organ of the
bourgeoisie for the coercion of the proletariat. The revolutionary proletariat
must, accordingly, destroy this state. . . . It is therefore necessary that the
proletariat organize its own state for the coercion and suppression of the
bourgeoisie. . . . Proletarian dictatorship is a recognition of the
necessity for a revolutionary state to coerce and suppress the bourgeoisie; it
is equally a recognition of the fact that, in the Communist reconstruction of
society, the proletariat as a class alone counts. . . . The old machinery of
the state cannot be used by the revolutionary proletariat. It must be
destroyed. The proletariat creates a new state, based directly upon the industrially
organized producers, upon the industrial unions or Soviets, or a combination of
both. It is this state alone, functioning as a dictatorship of the proletariat,
that can realize Socialism. . . . While the dictatorship of the proletariat
performs its negative task of crushing the old order, it performs the positive
task of constructing the new. Together with the government of the proletarian
dictatorship, there is developed a new 'government,' which is no longer
government in the old sense, since it concerns itself with the management of
production and not with the government of persons. Out of workers' control of
industry, introduced by the proletarian dictatorship, there develops the
complete structure of Communist Socialism, -- industrial self-government of the
communistically organized producers. When this structure is completed, which
implies the complete expropriation of the bourgeoisie economically and
politically, the dictatorship of the proletariat ends, in its place coming the
full and free social and individual autonomy of the Communist order. . . . It
is not a problem of immediate revolution. It is a problem of the immediate
revolutionary struggle. The revolutionary epoch of the final struggle against
Capitalism may last for years and tens of years; but the Communist
International offers a policy and program immediate and ultimate in scope, that
provides for the immediate class struggle against Capitalism, in its
revolutionary implications, and for the final act of the conquest of power. The
old order is in decay. Civilization is in collapse. The proletarian revolution
and the Communist reconstruction of society -- the struggle for these
-- is now indispensable. This is the message of the Communist International to
the workers of the world. The Communist International calls the proletariat of
the world to the final struggle!" [***11]
n3 There was testimony at the trial that "there was an extended strike at
Winnipeg commencing May 15, 1919, during which the production and supply of
necessities, transportation, postal and telegraphic communication and fire and
sanitary protection were suspended or seriously curtailed."
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At the outset of the trial the defendant's counsel objected to the introduction
of any evidence under the [*660] indictment on the grounds that, as
a matter of law, the Manifesto "is not in contravention of the
statute," and that "the statute is in contravention of" the due
process clause of the Fourteenth Amendment. This objection was denied. They
also moved, at the close of the evidence, to dismiss the indictment and direct
an acquittal "on the grounds stated in the first objection to
evidence", [*661] and again on the grounds that "the indictment
does not charge an offense" and the evidence "does not show an
offense." These motions were also denied.
The court, among other things, charged the jury, in substance, that they must
determine what was the intent, purpose and fair meaning of the Manifesto;
[***12] that its words must be taken in their ordinary meaning, as
they would be understood by people whom it might reach; that a mere statement
or analysis of social and economic facts and historical incidents, in the
nature of an essay, accompanied by prophecy as to the future course of events,
but with no teaching, advice or advocacy of action, would not constitute the
advocacy, advice or teaching of a doctrine for the overthrow of government
within the meaning of the statute; that a mere statement that unlawful acts
might accomplish such a purpose would be insufficient, unless there was a
teaching, advising and advocacy of employing such unlawful acts for the purpose
of overthrowing government; and that if the jury had a reasonable doubt that
the Manifesto did teach, advocate or advise the duty, necessity or propriety of
using unlawful means for the overthrowing of organized government, the
defendant was entitled to an acquittal.
The defendant's counsel submitted two requests to charge which embodied in
substance the statement that to constitute criminal anarchy within the meaning
of the statute it was necessary that the language used or published should
advocate, teach or advise the [***13] duty, necessity or propriety
of doing "some definite or immediate act or acts" of force, violence
or unlawfulness directed toward the overthrowing of organized government. These
were denied further than had been charged. Two other requests to charge
embodied in substance the statement that to constitute guilt the language used
or published must be "reasonably and ordinarily calculated to incite
certain persons" to acts of force, violence or unlawfulness,
[*662] with the object of overthrowing organized government. These
were also denied.
The Appellate Division, after setting forth extracts from the Manifesto and
referring to the Left Wing and Communist Programs published in the same issue
of the Revolutionary Age, said: n4 "It is perfectly plain that the plan
and purpose advocated . . . contemplate the overthrow and destruction of the
governments of the United States and of all the States, not by the free action
of the majority of the people through the ballot box in electing
representatives to authorize a change of government by amending or changing the
Constitution, . . . but by immediately organizing the industrial proletariat
into militant Socialist unions [***14] and at the earliest
opportunity through mass strike and force and violence, if necessary,
compelling the government to cease to function, and then through a proletarian
dictatorship, taking charge of and appropriating all property and administering
it and governing through such dictatorship until such time as the proletariat
is permitted to administer and govern it. . . . The articles in question are
not a discussion of ideas and theories. They advocate a doctrine deliberately
determined upon and planned for militantly disseminating a propaganda
advocating that it is the duty and necessity of the proletariat engaged in
industrial pursuits to organize to such an extent that, by massed strike, the
wheels of government may ultimately be stopped and the government overthrown .
. ."
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n4 195 App. Div. 773, 782, 790.
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The Court of Appeals held that the Manifesto "advocated the overthrow of
this government by violence, or by unlawful means." n5 In one of the
opinions representing [*663] the views [***15] of a
majority of the court, n6 it was said: "It will be seen . . . that this
defendant through the manifesto . . . advocated the destruction of the state
and the establishment of the dictatorship of the proletariat. . . . To advocate
. . . the commission of this conspiracy or action by mass strike whereby
government is crippled, the administration [**629] of justice
paralyzed, and the health, morals and welfare of a community endangered, and
this for the purpose of bringing about a revolution in the state, is to
advocate the overthrow of organized government by unlawful means." In the
other n7 it was said: "As we read this manifesto . . . we feel entirely
clear that the jury were justified in rejecting the view that it was a mere
academic and harmless discussion of the advantages of communism and advanced
socialism" and "in regarding it as a justification and advocacy of
action by one class which would destroy the rights of all other classes and
overthrow the state itself by use of revolutionary mass strikes. It is true
that there is no advocacy in specific terms of the use of . . . force or
violence. There was no need to be. Some things are so commonly incident to
others [***16] that they do not need to be mentioned when the underlying
purpose is described."
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n5 Five judges, constituting the majority of the court, agreed in this view.
234 N. Y. 132, 138. And the two judges, constituting the minority -- who
dissented solely on a question as to the construction of the statute which is
not here involved -- said in reference to the Manifesto: "Revolution for
the purpose of overthrowing the present form and the established political
system of the United States government by direct means rather than by
constitutional means is therein clearly advocated and defended . . ." p.
154.
n6 Pages 141, 142.
n7 Pages 149, 150.
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And both the Appellate Division and the Court of Appeals held the statute
constitutional.
The specification of the errors relied on relates solely to the specific
rulings of the trial court in the matters hereinbefore set out. n8 The
correctness of the verdict is not [*664] questioned, as the case
was submitted to the jury. The sole contention here [***17] is,
essentially, that as there was no evidence of any concrete result flowing from
the publication of the Manifesto or of circumstances showing the likelihood of
such result, the statute as construed and applied by the trial court penalizes
the mere utterance, as such, of "doctrine" having no quality of
incitement, without regard either to the circumstances of its utterance or to
the likelihood of unlawful sequences; and that, as the exercise of the right of
free expression with relation to government is only punishable "in
circumstances involving likelihood of substantive evil," the statute
contravenes the due process clause of the Fourteenth Amendment. The argument in
support of this contention rests primarily upon the following propositions:
1st, That the "liberty" protected by the Fourteenth Amendment
includes the liberty of speech and of the press; and 2nd, That while liberty of
expression "is not absolute," it may be restrained "only in
circumstances where its exercise bears a causal relation with some substantive
evil, consummated, attempted or likely," and as the statute "takes no
account of circumstances," it unduly restrains this liberty and is
therefore unconstitutional. [***18]
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n8 Exceptions to all of these rulings had been duly taken.
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The precise question presented, and the only question which we can consider
under this writ of error, then is, whether the statute, as construed and
applied in this case by the state courts, deprived the defendant of his liberty
of expression in violation of the due process clause of the Fourteenth
Amendment.
The statute does not penalize the utterance or publication of abstract
"doctrine" or academic discussion having no quality of incitement to
any concrete action. It is not aimed against mere historical or philosophical
essays. It does not restrain the advocacy of changes in the form of government
by constitutional and lawful means. What it prohibits is language advocating,
advising or teaching [*665] the overthrow of organized government
by unlawful means. These words imply urging to action. Advocacy is defined in
the Century Dictionary as: "1. The act of pleading for, supporting, or
recommending; active espousal." It is not the abstract [***19]
"doctrine" of overthrowing organized government by unlawful means
which is denounced by the statute, but the advocacy of action for the
accomplishment of that purpose. It was so construed and applied by the trial
judge, who specifically charged the jury that: "A mere grouping of historical
events and a prophetic deduction from them would neither constitute advocacy,
advice or teaching of a doctrine for the overthrow of government by force,
violence or unlawful means. [And] if it were a mere essay on the subject, as
suggested by counsel, based upon deductions from alleged historical events,
with no teaching, advice or advocacy of action, it would not constitute a
violation of the statute. . . ."
The Manifesto, plainly, is neither the statement of abstract doctrine nor, as
suggested by counsel, mere prediction that industrial disturbances and
revolutionary mass strikes will result spontaneously in an inevitable process
of evolution in the economic system. It advocates and urges in fervent language
mass action which shall progressively foment industrial disturbances and
through political mass strikes and revolutionary mass action overthrow and
destroy organized parliamentary government. [***20] It concludes
with a call to action in these words: "The proletariat revolution and the
Communist reconstruction of society -- the struggle for these -- is
now indispensable. . . . The Communist International calls the proletariat of
the world to the final struggle!" This is not the expression of
philosophical abstraction, the mere prediction of future events; it is the
language of direct incitement.
The means advocated for bringing about the destruction of organized
parliamentary government, namely, mass industrial [*666] revolts
usurping the functions of municipal government, political mass strikes directed
against the parliamentary state, and revolutionary mass action for its final
destruction, necessarily imply the use of force and violence,
[**630] and in their essential nature are inherently unlawful in a
constitutional government of law and order. That the jury were warranted in
finding that the Manifesto advocated not merely the abstract doctrine of
overthrowing organized government by force, violence and unlawful means, but
action to that end, is clear.
For present purposes we may and do assume that freedom of speech and of the
press -- which are protected [***21] by the First Amendment from
abridgment by Congress -- are among the fundamental personal rights and
"liberties" protected by the due process clause of the Fourteenth
Amendment from impairment by the States. We do not regard the incidental
statement in Prudential Ins. Co. v. Cheek, 259 U.S. 530, 543,
that the Fourteenth Amendment imposes no restrictions on the States concerning
freedom of speech, as determinative of this question. n9
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n9 Compare Patterson v. Colorado, 205 U.S. 454, 462; Twining
v. New Jersey, 211 U.S. 78, 108; Coppage v. Kansas,
236 U.S. 1, 17; Fox v. Washington, 236 U.S. 273, 276; Schaefer
v. United States, 251 U.S. 466, 474; Gilbert v. Minnesota,
254 U.S. 325, 338; Meyer v. Nebraska, 262 U.S. 390, 399; 2
Story On the Constitution, 5th Ed., § 1950, p. 698.
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It is a fundamental principle, long established, that the freedom
[***22] of speech and of the press which is secured by the
Constitution, does not confer an absolute right to speak or publish, without
responsibility, whatever one may choose, or an unrestricted and unbridled
license that gives immunity for every possible use of language and prevents the
punishment of those who abuse this freedom. 2 Story on the Constitution, 5th
ed., § 1580, p. 634; Robertson v. Baldwin, 165 U.S. 275, 281;
Patterson v. Colorado, 205 U.S. 454, 462; Fox v. Washington,
236 U.S. 273, 276; [*667] Schenck v. United States,
249 U.S. 47, 52; Frohwerk v. United States, 249 U.S. 204,
206; Debs v. United States, 249 U.S. 211, 213; Schaefer
v. United States, 251 U.S. 466, 474; Gilbert v. Minnesota,
254 U.S. 325, 332; Warren v. United States, (C. C. A.) 183
Fed. 718, 721. Reasonably limited, it was said by Story in the passage cited,
this freedom is an inestimable privilege in a free government; without such limitation,
it might become the scourge of the republic.
That [***23] a State in the exercise of its police power may punish
those who abuse this freedom by utterances inimical to the public welfare,
tending to corrupt public morals, incite to crime, or disturb the public peace,
is not open to question. Robertson v. Baldwin, supra, p. 281;
Patterson v. Colorado, supra, p. 462; Fox v. Washington,
supra, p. 277; Gilbert v. Minnesota, supra, p. 339; People
v. Most, 171 N. Y. 423, 431; State v. Holm, 139 Minn.
267, 275; State v. Hennessy, 114 Wash. 351, 359; State
v. Boyd, 86 N. J. L. 75, 79; State v. McKee, 73
Conn. 18, 27. Thus it was held by this Court in the Fox Case, that a
State may punish publications advocating and encouraging a breach of its
criminal laws; and, in the Gilbert Case, that a State may punish
utterances teaching or advocating that its citizens should not assist the
United States in prosecuting or carrying on war with its public enemies.
And, for yet more imperative reasons, a State may punish utterances endangering
the foundations of organized [***24] government and threatening its
overthrow by unlawful means. These imperil its own existence as a
constitutional State. Freedom of speech and press, said Story (supra)
does not protect disturbances to the public peace or the attempt to subvert the
government. It does not protect publications or teachings which tend to subvert
or imperil the government or to impede or hinder it in the performance of its
governmental duties. State v. [*668] Holm, supra,
p. 275. It does not protect publications prompting the overthrow of government
by force; the punishment of those who publish articles which tend to destroy
organized society being essential to the security of freedom and the stability
of the State. People v. Most, supra, pp. 431, 432. And a
State may penalize utterances which openly advocate the overthrow of the
representative and constitutional form of government of the United States and
the several States, by violence or other unlawful means. People v. Lloyd,
304 Ill. 23, 34. See also, State v. Tachin, 92 N. J. L. 269,
274; and People v. Steelik, 187 Cal. 361, 375.
[***25] In short this freedom does not deprive a State of the primary
and essential right of self preservation; which, so long as human governments
endure, they cannot be denied. Turner v. Williams, 194 U.S.
279, 294. In Toledo Newspaper Co. v. United States, 247 U.S.
402, 419, it was said: "The safeguarding and fructification of free and
constitutional institutions is the very basis and mainstay upon which the
freedom of the press rests, and that freedom, therefore, does not and cannot be
held to include the right virtually to destroy such institutions."
[**631] By enacting the present statute the State has determined,
through its legislative body, that utterances advocating the overthrow of
organized government by force, violence and unlawful means, are so inimical to
the general welfare and involve such danger of substantive evil that they may
be penalized in the exercise of its police power. That determination must be
given great weight. Every presumption is to be indulged in favor of the
validity of the statute. Mugler v. Kansas, 123 U.S. 623, 661.
And the case is to be considered "in the light of [***26] the
principle that the State is primarily the judge of regulations required in the
interest of public safety and welfare;" and that its police "statutes
may only be declared unconstitutional where they are arbitrary or unreasonable
[*669] attempts to exercise authority vested in the State in the
public interest." Great Northern Ry. v. Clara City, 246
U.S. 434, 439. That utterances inciting to the overthrow of organized
government by unlawful means, present a sufficient danger of substantive evil
to bring their punishment within the range of legislative discretion, is clear.
Such utterances, by their very nature, involve danger to the public peace and
to the security of the State. They threaten breaches of the peace and ultimate
revolution. And the immediate danger is none the less real and substantial,
because the effect of a given utterance cannot be accurately foreseen. The
State cannot reasonably be required to measure the danger from every such
utterance in the nice balance of a jeweler's scale. A single revolutionary
spark may kindle a fire that, smouldering for a time, may burst into a sweeping
and destructive conflagration. It cannot be said [***27] that the
State is acting arbitrarily or unreasonably when in the exercise of its
judgment as to the measures necessary to protect the public peace and safety,
it seeks to extinguish the spark without waiting until it has enkindled the
flame or blazed into the conflagration. It cannot reasonably be required to
defer the adoption of measures for its own peace and safety until the
revolutionary utterances lead to actual disturbances of the public peace or
imminent and immediate danger of its own destruction; but it may, in the
exercise of its judgment, suppress the threatened danger in its incipiency. In People
v. Lloyd, supra, p. 35, it was aptly said: "Manifestly, the
legislature has authority to forbid the advocacy of a doctrine designed and
intended to overthrow the government without waiting until there is a present
and imminent danger of the success of the plan advocated. If the State were
compelled to wait until the apprehended danger became certain, then its right
to protect itself would come into being simultaneously with the overthrow of
the government, when there [*670] would be neither prosecuting
officers nor courts for the enforcement of the [***28] law."
We cannot hold that the present statute is an arbitrary or unreasonable
exercise of the police power of the State unwarrantably infringing the freedom
of speech or press; and we must and do sustain its constitutionality.
This being so it may be applied to every utterance -- not too trivial to be
beneath the notice of the law -- which is of such a character and used with
such intent and purpose as to bring it within the prohibition of the statute.
This principle is illustrated in Fox v. Washington, supra, p.
277; Abrams v. United States, 250 U.S. 616, 624; Schaefer
v. United States, supra, pp. 479, 480; Pierce v. United
States, 252 U.S. 239, 250, 251; n10 and Gilbert v. Minnesota,
supra, p. 333. In other words, when the legislative body has determined
generally, in the constitutional exercise of its discretion, that utterances of
a certain kind involve such danger of substantive evil that they may be
punished, the question whether any specific utterance coming within the
prohibited class is likely, in and of itself, to bring about the substantive
evil, is not open [***29] to consideration. It is sufficient that
the statute itself be constitutional and that the use of the language comes
within its prohibition.
- - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - - - - - - - - -
n10 This reference is to so much of the decision as relates to the conviction
under the third count. In considering the effect of the decisions under the
Espionage Act of 1917 and the amendment of 1918, the distinction must be kept
in mind between indictments under those provisions which specifically punish
certain utterances, and those which merely punish specified acts in general
terms, without specific reference to the use of language.
- - - - - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - - - - - -
It is clear that the question in such cases is entirely different from that
involved in those cases where the statute merely prohibits certain acts
involving the danger of substantive evil, without any reference to language
itself, and it is sought to apply its provisions to language [*671]
used by the defendant for the purpose of bringing about the prohibited results.
There, if it be contended that the statute cannot [***30] be
applied to the language used by the defendant because of its protection by the
freedom of speech or press, it must necessarily be found, as an original
question, without any previous determination by the legislative body, whether
the specific language used involved such likelihood of bringing about the
substantive evil as to deprive it of the constitutional protection. In such
cases it has been held that the general provisions of the statute may be
constitutionally applied to the specific utterance of the defendant if its
natural tendency and probable effect was to bring about the substantive evil
which [**632] the legislative body might prevent. Schenck
v. United States, supra, p. 51; Debs v. United States,
supra, pp. 215, 216. And the general statement in the Schenck Case
(p. 52) that the "question in every case is whether the words are used in
such circumstances and are of such a nature as to create a clear and present
danger that they will bring about the substantive evils," -- upon which
great reliance is placed in the defendant's argument -- was manifestly
intended, as shown by the context, to apply only in cases of this
[***31] class, and has no application to those like the present,
where the legislative body itself has previously determined the danger of
substantive evil arising from utterances of a specified character.
The defendant's brief does not separately discuss any of the rulings of the
trial court. It is only necessary to say that, applying the general rules
already stated, we find that none of them involved any invasion of the
constitutional rights of the defendant. It was not necessary, within the
meaning of the statute, that the defendant should have advocated "some
definite or immediate act or acts" of force, violence or unlawfulness. It
was sufficient if such acts were advocated in general terms; and it was not
essential that their immediate execution should [*672] have been
advocated. Nor was it necessary that the language should have been
"reasonably and ordinarily calculated to incite certain persons" to
acts of force, violence or unlawfulness. The advocacy need not be addressed to
specific persons. Thus, the publication and circulation of a newspaper article
may be an encouragement or endeavor to persuade to murder, although not
addressed to any person in particular. Queen v. Most, L. R.,
7 Q. B. D. 244. [***32]
We need not enter upon a consideration of the English common law rule of seditious
libel or the Federal Sedition Act of 1798, to which reference is made in the
defendant's brief. These are so unlike the present statute, that we think the
decisions under them cast no helpful light upon the questions here.
And finding, for the reasons stated, that the statute is not in itself
unconstitutional, and that it has not been applied in the present case in
derogation of any constitutional right, the judgment of the Court of Appeals is
Affirmed.
DISSENTBY: HOLMES
DISSENT: MR. JUSTICE HOLMES, dissenting.
MR. JUSTICE BRANDEIS and I are of opinion that this judgment should be
reversed. The general principle of free speech, it seems to me, must be taken
to be included in the Fourteenth Amendment, in view of the scope that has been
given to the word 'liberty' as there used, although perhaps it may be accepted
with a somewhat larger latitude of interpretation than is allowed to Congress
by the sweeping language that governs or ought to govern the laws of the United
States. If I am right, then I think that the criterion sanctioned by the full
Court in Schenck v. United States, 249 U.S. 47, 52,
[***33] applies. "The question in every case is whether the
words used are used in such circumstances and are of such a nature as to create
a clear and present danger that they will bring about the substantive
[*673] evils that [the State] has a right to prevent." It is
true that in my opinion this criterion was departed from in Abrams v. United
States, 250 U.S. 616, but the convictions that I expressed in that case
are too deep for it to be possible for me as yet to believe that it and Schaefer
v. United States, 251 U.S. 466, have settled the law. If what I think
the correct test is applied, it is manifest that there was no present danger of
an attempt to overthrow the government by force on the part of the admittedly
small minority who shared the defendant's views. It is said that this manifesto
was more than a theory, that it was an incitement. Every idea is an incitement.
It offers itself for belief and if believed it is acted on unless some other
belief outweighs it or some failure of energy stifles the movement at its
birth. The only difference between the expression of an opinion and an
incitement in the narrower [***34] sense is the speaker's
enthusiasm for the result. Eloquence may set fire to reason. But whatever may
be thought of the redundant discourse before us it had no chance of starting a
present conflagration. If in the long run the beliefs expressed in proletarian
dictatorship are destined to be accepted by the dominant forces of the
community, the only meaning of free speech is that they should be given their
chance and have their way.
If the publication of this document had been laid as an attempt to induce an
uprising against government at once and not at some indefinite time in the
future it would have presented a different question. The object would have been
one with which the law might deal, subject to the doubt whether there was any
danger that the publication could produce any result, or in other words,
whether it was not futile and too remote from possible consequences. But the
indictment alleges the publication and nothing more.